Special Collections Procedures: UMaine
Purpose: Guidelines for cataloging UMaine theses using RDA
Prior to arrival in Cataloging:
- Theses are sent to the bindery to be bound. After return from the
bindery, they are delivered to Cataloging.
- Theses are scanned by Special Collections and OCRed and entered into Digital Commons by Technical Services staff.
- Open the Connexion Client and create a new book workform. To save keying, search for a recent UMaine
thesis in Connexion, then use the old thesis as a template for the new one by going to
> Derive > New Master Record. (Note: When working in a derived record,
you can uncontrol authorized fields by doing a right-click and selecting "uncontrol single." Or using Edit >
Control Headings >
Uncontrol Single (F11)) Pay special
attention to the following fields:
- Type: t (This type corresponds to "Manuscript Language Material." It is
used because theses are not considered to be formally published.)
- Desc: i (This is the
designation for an RDA record)
- ELvl: I
- Cont: b, m (The first code indicates that a bibliography is present, which
is true of virtually all theses. The second code indicates that the item in hand is a thesis.)
- Ills: a (illustrations) and b (maps) are the most commonly used codes.
- LitF: Generally 0 (nonfiction), but occasionally 1 (fiction) or some other
value for creative writing theses
- DtSt: s
- Dates: Enter the thesis year in the first box and leave the second box blank.
- Lang: Generally eng (English) but occasionally fre (French).
- Ctry: xx (This code is used because a thesis is not considered to be formally
published, so there is no subfield a in the 260 field.)
- 040: This field will need to
have ‡e rda after the first institution code. This is automatically
inserted if you have the “Use RDA workforms when creating a new record”
checked. This is located under Tools>Options>RDA. NOTE:
This subfield will not be added automatically if you derive a new master
- 043: This field is optionally used for theses whose topics cover a specific geographical area.
Commonly used values are n-us-me (Maine) and n-us--- (United States as a whole).
Other values are also possible.
- 092: This field contains the local call number in the form
Univ. [year] [LC Cutter].
E.g., Univ. 2011 F74. Use an LC Cutter table (such as
the one at The Cataloging Calculator) to determine the two-digit call number
based on the author's surname, then search Sierra on the full call number
to check the number is
not a duplicate and that the author's name files alphabetically with
other theses authors. If this is not the case,
adjust the Cutter number as necessary by changing or extending the digits.
- 100: Enter the name of the author, surname first. If the author supplies a year
of birth in their vita, add it in the subfield ‡d. E.g.,
French, Lester A., ‡d 1966--. In RDA a relator term is
needed as well, use ‡e author. Appendix I in RDA has a preliminary list
of relators but it is not inclusive and institutions are allowed to
create specific ones as needed. This will not prevent a name from
validating, if they have a name authority record created, but it will
not turn blue and underscore in Connexion. Example: 100 1_ ‡a
French, Lester A., ‡d 1966- ‡e author.
- 245: Title and statement of responsibility in standard format. Because thesis
titles often include words with unusual capitalization conventions (proper nouns, acronyms, genus and
species names, etc.), it may be wise to consult the body of the thesis to ascertain correct sentence
- 260: Omit the subfields
‡a and ‡b and put the date
in ‡c. Example: 260 __ ‡c 2011.
- 300: Note that the pagination will be in leaves, not pages. In
RDA abbreviations are no longer used, so spell out pages or leaves, and
any parts of ‡b included in the thesis, and there is no period after the
dimension, unless there is a 490 field as well. If the thesis includes extra media, such
as a folded maps or a disc, add that information in a subfield ‡e.
Example: 300 __ ‡a 100 pages : ‡b illustrations, map ; ‡c 28 cm
- 336: Content type is defined
by the content presented. For theses this will almost always be text.
Other content types are available and can be found on LC’s
and Code List for RDA Content Types. Example: 336 __‡a text
‡b txt ‡2 rdacontent
- 337: Media Type is defined by
the device required to interpret the content. For theses it will almost
always be unmediated. Other media types are available and can be found
Term and Code List for RDA Media Types. Example: 337__‡a
unmediated ‡b n ‡2 rdamedia
- 338: Carrier type is defined
by the storage medium for the content. For theses it will almost always
be volume. Other content types are available and can be found on LC’s
and Code List for RDA Carrier Types. Example: 338__‡a volume
‡b nc ‡2 rdacarrier
- 500: Add a 500 note that reads
Includes vita. Vita generally consists of brief biography at the very back of the
- 502: Add a thesis note in the form: Thesis (Ph.D.) in Educational
Leadership--University of Maine, 2011. Substitute the appropriate degree name, department name,
and year as necessary. (The word "Thesis" is used for both master's level theses and doctoral
dissertations.) Note the following unusual circumstances:
- For interdisciplinary dissertations, the note should take the form
Interdisciplinary in Sensors--University of Maine, 2011.
- For theses in double degree programs (such as the joint M.S. in Marine Policy and M.S. in Marine
Biology), the 502 note may be repeated for each degree.
- 504: Note that the bibliography pagination will be in leaves, not pages.
- 590: Add a 590 note which includes the full
advisory committee information. See (Field will export to URSUS, but not saved in the OCLC master
- 6xx: Assign one or more subject headings as necessary. Subject heading assignment
can be difficult when the cataloger is unfamiliar with the subject area of the thesis. Here are some tricks and tips:
- Do a search in URSUS or
LC Classification Web on keywords from the title to see if they happen to be authorized
Library of Congress Subject Headings (e.g. Wetlands).
- Thesis advisors often advise many students who are working in the same general subject area, so doing an
URSUS search on the adviser's name may return other theses on the same topic with usable subject headings.
- If a thesis is about a specific plant or animal and there is no heading established for the specific genus
and species, work backwards up the taxonomy until you find an established heading. (i.e., if you cannot find the
species, search for the genus. If you cannot find the genus, search for the family, etc.)
- Do a search in WorldCat on keywords from the title to find other works on the same topic which may have assigned
- 700: Add a 700 note for the thesis advisor, followed by subfield
‡e advisor ‡4 ths. (If
two or more members of the advisory committee are listed as co-advisors, include a 700 note for each one.)
Do a search on the advisor's name in the OCLC Authority File. If there is not an authorized form of the
advisor's name, do a search on the name in Sierra and use the most common form of the name.
The ‡e is for a relator term. Appendix I in RDA has a
preliminary list of relators but it is not inclusive and institutions
are allowed to create specific ones as needed. Example: Smith,
John. ‡e advisor ‡4 ths
- 856 41: Add the Digital Commons thesis URL
http://digitalcommons.library.umaine.edu/etd/ in a subfield
- 793 0_: Add a 793 note which includes the
department name and year in the caps.
EDUCATIONAL LEADERSHIP - 2011. (Field will export to URSUS, but not saved in the OCLC master record.)
- Use the following 949 33 command line:
- After exporting to URSUS, print a call number label. Note that the URSUS label printer will put the period
after Univ. in the wrong place and it will have to be moved for every thesis call number label printed.
|URSUS default label:
|Correct label formatting:
Assigning Cutter Numbers for UMaine Theses
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Created by: Library Staff |